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A Tale of Two Traders (continued)

Merritt's Moves

At the Bell: Merritt reviews his portfolio to see how the six stocks he owns are faring and checks the stop-loss and trailing-stop orders he has in place. Nothing demands attention, so he opens Minyanville's Buzz & Banter™ (on the "Ideas" page under Research & Ideas) to find more trading ideas. He notices commentary on a stock he owns, Manet Pharmaceuticals (MNTP), which announced that the Food and Drug Administration's approval of MNTP's new drug will take three months longer than anticipated. The analysis suggests that the $35 stock will continue to move sideways for the next few months. Merritt sells five MNTP December $35 strike price calls for $2 per contract, which results in a credit of $1,000 deposited in his account, less applicable commissions and contract fees. (Selling covered calls limits upside potential: If the stock appreciates above the option's strike price, the stock may get called away via assignment.)

Noon: While he's out, a courtesy email is delivered to his in box. His buy-limit order for ZXCF at $27 was filled, and his trailing sell stop order was triggered on the same position.

Afternoon: Merritt checks his equity positions. Two of his technology stocks have moved sharply higher. While his long-term outlook for both is bullish, he believes the stocks will move in a sideways range for now. He writes covered-call options on these positions as well. They'll provide some income, and if, as he expects, neither stock rises further in the short term, he will also be able to keep his shares. But he understands the risk that if the stocks move higher, he may not participate in the appreciation and could end up selling his shares if assigned on the short calls.

Grant's Moves

Masterfile

Early Morning: Mike Grant reviews his market positions over breakfast. Because he often has several positions in a single stock — owning not only the shares but also put and call options — he launches TD AMERITRADE's Options 360™, a comprehensive trading tool that provides tools to help him research, analyze, trade and manage his positions. Grant uses the account-summary feature to check the performance of his current holdings, grouped by asset. Next he flips through profit-and-loss graphs for each investment, getting a visual representation of his multiple positions and the cumulative gain or loss for each at various price levels. Then he readjusts the trailing stops he has on two positions.

Grant pays close attention to the TD AMERITRADE calendar (click "Markets," then "Calendar," under Research & Ideas on tdameritrade.com), which shows him the major market-news announcements scheduled for the day. He sees that a housing-starts report is due at 8:30 a.m. ET and makes a note to pay particular attention because of a trade he wants to make if the news is bearish. When the release comes out, the news is even worse than anticipated. Grant believes a decrease in demand for new homes also means a decline in the demand for home-construction materials, including copper piping, which he believes has made an irrational run-up during recent months. He places an order to short shares of CPR Copper (CPR) at $10. But just in case he's wrong, he also enters a buy-stop order at $12 to help manage his risk. He understands the risk of loss with short positions is potentially unlimited, and that he may be required to cover the short position at an unfavorable price.

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Options are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially rapid and substantial losses. Options trading in your account is subject to TD AMERITRADE review and approval. Not all account holders will qualify. Please read Characteristics and Risks of Standardized Options before investing in options.

Access to Options 360 requires your acceptance of the exchange agreements. Options 360 is a trademark of TD AMERITRADE IP Company, Inc. Used with permission.

A trailing stop order will not guarantee an execution at or near the activated trailing stop price. Once activated, they compete with other incoming market orders.

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